How We Use and Protect Personal Information
Pursuant to Section 503 of the Gramm-Leach-Bliley Act, all financial institutions must provide notice of privacy
policies and practices at least annually. McGlone Suttner Wealth Management Privacy Policy is listed below.

How We Use and Protect Personal Information
At McGlone Suttner Wealth Management, protecting your privacy is very important. We value your trust and we want
you to understand what information we collect, how we protect it, and how we use it. We treat personal information –
nonpublic information that identifies you – with respect, and in accordance with this privacy policy.

Information We May Collect
We may obtain information, much of which comes directly from you, to provide you with products and services you
have requested and as we deem appropriate, to determine your eligibility for products or services. We may collect
identification and contact information, as well as transaction and investment experience information from
applications, transactions with others and us, and from outside companies.

Examples of the Sources and Types of Information We May Collect Include
• Information about the products and services you purchase through us, including copies of applications,
registration forms, or other forms, containing your name, address, telephone number, social security number,
email address, investment objectives, income assets, employment information, and accounts with others;
• Information regarding your brokerage and/or investment advisory transaction history with us, our service
providers, such as clearing firms, mutual fund companies, insurance companies, or other companies that provide
you with financial products or services including your former broker/dealer or its registered representatives,
your current registered representative and their affiliated business.
• Information that other companies who assist us in marketing our own products and services or products we offer
jointly with other financial institutions my have, such as your name, address, and telephone number;
• Information under the USA Patriot Act enacted by the United States Treasury Department and Congress to combat
Terrorism. (Investor notification is available upon request.)

Information We May Disclose and To Whom We May Disclose Information
McGlone Suttner Wealth Management Group does not disclose your personal information to companies or
organizations not affiliated with us that would use the information we have provided them to contact you about their
own products and services.
• We may disclose all the personal information we collect, as described above, to our staff, affiliates,
representatives, their affiliated businesses, insurance companies, brokers, banks, broker/dealers and investment
advisors that provide services to you on our behalf, in the following types of situations:
• Providing administrative, customer assistance, clearing, operational, or other services;
• Preparing, printing and delivering portfolio management performance reports, confirmation statements, and
other documents;
• Maintaining or developing software for us; and a financial institution (such as banks, investment advisors, or
securities firms) with which we have joint marketing arrangements to jointly endorse or offer financial products
or services. McGlone Suttner Wealth Management Group will not sell your personal and confidential information
to unaffiliated third parties.
• Third party asset managers with whom we have relationships for the management of customer accounts;
• State, Federal, and other regulatory and self-regulatory authorities as required by law or regulation;

Disclosures Permitted By Law
We may also disclose all the information we collect as permitted or required by law. For example, we may disclose
information to law enforcement agencies or insurance and securities regulatory agencies.

Opting out of the Third Party Disclosure
If you do not want McGlone Suttner Wealth Management to share your information (other than as prescribed by law)
with any non-affiliated third parties, including the Rep/Advisor servicing your account when he or she leaves us to
join another firm, you may contact our compliance department by calling our office at (920) 882-5299.